The 18th International Financial Standards Conference will focus on the implementation of standardisation in regulation. Regulators and practitioners discuss the expectations and challenges of developing and implementing standards for financial services.
Besides established ISO standards such as ISIN and LEI, the Digital Token Identifier (DTI) as new ISO standard for crypto assets will be highlighed.
With a view to the upcoming selection of EU Consolidated Tape Providers (CTP) starting in Q1 2025, we will take a look at the new technical standards drafted under MiFIR.
Join the discussion live in Frankfurt, or reserve a ticket for virtual access.
Location:
Flemings Hotel Frankfurt Main-Riverside
Lange Straße 5-9
60311 Frankfurt am Main
Jennie Baisch is working as a Securities Expert at Swift and leads the securities initiatives for various markets in Europe, the Middle East and North Africa. Together with the Swift account managers, she supports the Swift community on all securities related topics. Based in Frankfurt, she has a good overview of developments in the securities market in Germany. Therefore she is representing Swift at various conferences speaking about the use of standards and how Swift can support the community in implementing them.
Maximilian Bruckner is a Business Development Manager for digital assets at WM Group. There, he is creating the data products needed for digital assets to work with the traditional financial world. Prior to this, Max was Head of Sales at 21e6 Capital AG, a Swiss crypto investment advisor and hedge fund. Earlier in his career, Maximilian was active as Executive Director of the International Token Standardization Association. During his time there, Maximilian led a 5-person research team analysing different types of crypto assets and systematically categorized them according to an in-house classification framework. He was heavily involved in the creation of the world’s largest token database for classification and identification data on tokens. Maximilian has shared his views through leading finance and crypto media such as Bloomberg and CoinDesk and regularly speaks at conferences and holds lectures.
Sassan Danesh is Chief Executive Officer of Etrading Software, the independent, global provider of technology-led solutions designed to assist financial institutions and industry initiatives to address the highly complex and constantly evolving market and regulatory challenges. Sassan’s focus at Etrading Software is on the role of technology in addressing industry-wide issues and he is passionate about the benefits of industry collaboration to create critical market infrastructures that optimise inefficiencies in the industry.
He has 20 years‘ experience assisting capital markets institutions to grow their OTC market franchise by optimising the business performance of their technology offerings. Sassan is a member of the Financial Services Committee of the British Standards Institution (BSI), assisting in defining electronic standards for the UK financial services industry. He is also a member of the International Organisation for Standardization (ISO), assisting in the creation of electronic standards for the global financial services industry.
Prior to co-founding Etrading Software, Sassan worked at JP Morgan for 11 years, building technology solutions to support the fixed income sales and trading businesses.
Denis Dounaev is the Product Owner at Digital Token Identifier Foundation (DTIF), a non-profit division of Etrading Software, Registration Authority for 24165 Digital Token Identifier (DTI) standard. In his capacity, Denis oversaw the implementation of the DTI standard and continues to oversee the DTIF’s operational and strategic goals. Within his role as a representative of the RA, Denis is also a member of TC68-SC8-CAG and acts as a secretary of WG3. Prior to his work on the DTI, Denis has headed the introduction of technology solutions for MiFID II regulation and implemented AML & market abuse monitoring. He has a background in leading support and development teams in Markets Technology, including in algorithmic trading and data analytics.
Detlef Fechtner studied politics, economics, history and European studies in Frankfurt and Brussels. After research stays in the USA (Cornell, Harvard), South Africa and Ukraine, he began his journalistic career with the news wire vwd (now Dow Jones Germany). Later, he worked as editor with Frankfurter Rundschau and WAZ media group before he moved to Börsen-Zeitung as Brussels correspondent. From 2021 until 2024, he has been editor-in-chief of Börsen-Zeitung. Today he is its head reporter.
Giulia Ferraris is senior policy officer in the Data Intelligence and Technology Department, which is the department at ESMA responsible for the entire data lifecycle of each of the datasets under the Authority’s responsibility. This cycle includes the definition of the reporting requirement across various sectoral legislation, the design and implementation of the relevant systems as well as the use of data to serve all ESMA’s stakeholders. In its role, Giulia is coordinating ESMA work on data standards to enable the achievement of key objectives of ESMA data strategy such as data driven supervision, data sharing as well as integrated reporting. Most recently, Giulia coordinated the ESMA data work in the area of digital finance, notably with the development of the data record keeping requirements and a common monitoring solution of crypto markets under MiCA.
Francis Gross is Senior Adviser in the Directorate General Statistics of the European Central Bank.
Francis’ work pursues one goal: effective measurement of the economic and financial system as technology keeps growing exponentially, a necessary condition for control and stability – name it “sustainable digitalisation”.
He focuses on two interfaces: (1) globally integrated, fast, tightly coupled economic system vs. fragmented, slow regulatory system, (2) “real” world vs. data world, the core of digitalisation. His method: (1) identify constraints and specifications for effective measurement dictated by technology, (2) develop conceptual systemic design that can work sustainably and (3) propose migration paths and concrete, feasible measures with transformational power that can deliver.
Proposals include a global, public-good, digital infrastructure (possibly managed by a new, technical, international institution) making the system adequately measurable, safer, and more efficient, building on the Global LEI System as a first step.
2006 Francis initiated the movement that led to the G20-backed Global Legal Entity Identifier (LEI) System, where he served on the Regulatory Oversight Committee. Before joining the ECB in 2001, Francis spent fifteen years in automotive, eight at Mercedes, working on globalisation.
He holds an engineering degree from École Centrale, Paris, and an MBA from Henley Management College, UK
In his free time, Francis coaches athletes for javelin throwing, including the former World and current European champion in the decathlon.
Emma Kalliomaki is Managing Director of the Association of National Numbering Agencies (ANNA) and the Derivatives Service Bureau (DSB), organisations seeking to foster standardisation within the financial services industry by upholding the International Organization for Standardization (ISO) principles and through promoting use of International Securities Identification Numbers (ISINs) and Classification of Financial Instruments codes (CFIs), Financial Instrument Short Names (FISN), and the Unique Product Identifier (UPI).
While Emma has been working as MD, the DSB has been designated by the Financial Stability Board as the sole service provider for the UPI System supporting the G20 initiative to improve data alignment and provide the harmonisation needed for increased monitoring of systemic risks from the global OTC derivatives markets. The UPI Service was launched in October 2023, complementing the OTC ISIN, establishing an OTC derivative identifier framework.
Emma has over 15 years of experience in financial services reference data, standards, and regulation, previously also working as head of the London Stock Exchange’s reference data operations.
Alexandre Kech has been appointed by the Global Legal Entity Identifier Foundation (GLEIF) Board of Directors as the CEO, effective June 26, 2024.
Prior to joining GLEIF, Alexandre Kech was Head Digital Securities at the SIX Digital Exchange. As a member of the Executive Board, Alex had full executive responsibility for the Digital Securities business vertical, including relationship management, product and blockchain-based service development, as well as ecosystem expansion.
Over the past 25 years, Alex has constructed a unique career combining finance at BNY Mellon, payments/securities infrastructure and standards at SWIFT, and blockchain and digital assets at Onchain Custodian (ONC) and most recently Citi Ventures. As co-founder and CEO of ONC, Alex led the Singapore and Shanghai-based team that built from scratch a custody and prime brokerage service for crypto and other digital assets. As Blockchain & Digital Asset director at Citi Ventures, he built a team to engage the European ecosystem on emerging use cases for blockchain technologies and digital
assets.
Alex is also involved in industry and standardization initiatives. As the convenor of the ISO TC 68 / SC8 / WG3 which produced the ISO 24165 Digital Token Identifier (DTI), he is a member of the DTI Foundation Product Advisory Committee. He also recently served as co-chair of the Global Digital Finance (gdf.io) custody working group. Alex earned a Bachelor’s degree in translation, and an Executive MBA from the Quantic School of Business and Technology while building Onchain Custodian — putting theory into practice in real-time.
Jonathan, CEO and co-founder of The Grid (un-announced) has committed his career to bring more understanding and business adoption to blockchain technology. His first company was Blockdata (acq CBInsights) served large enterprises and produced content used by enterprises around the world. Now The Grid’s aim is to help move the industry forward by providing data to data platforms in a new ‚Meta Metadata Standard‘.
More info can be found on his site, jpknegtel.com or over at thegrid.id
Dominique Tanner
Chairperson ISO/TC 68/SC 8 Reference data for financial services
Head Product Management Reference Data
SIX Financial Information
Dominique Tanner has more than 30 years of experience in the financial information industry working in various roles at SIX Financial Information in Zurich and London. He is currently heading the product management team for reference data and is responsible for the development and the commercialization of this core dataset. Since 2019 Dominique Tanner is also serving as the Chairperson of ISO/TC 68/SC 8 at the International Organization for Standardization. In this role he is leading the standards development efforts of SC 8 Reference data for financial services and is also a member of the strategic leadership group of TC 68 Financial services. Prior to his time in the financial information industry, Dominique Tanner has worked as a software engineering consultant for a Swiss based software development company and as a software engineering specialist at the international IT department of a major Swiss bank. Dominique Tanner holds a masters degree in Business Information Technology from University of Zurich.
Timm Reinsdorf is Co-Founder and CEO of Particula.
He specializes in sales, finance and regulatory aspects related to digital assets. Starting his career in financial advisory, he transitioned to auditing, where he focused on scrutinizing private equity firms and asset managers at a Big 4 company. He later pivoted to consulting, where he advised banks in navigating digital assets and regulatory reporting. Furthermore, his dedication is evident at the Frankfurt School Blockchain Center, where he has played an essential role in forming think tanks and educational programs for digital assets.
Moritz Stumpf is a visionary entrepreneur specializing in Web 3.0, known for his dynamic presentations, passionate motivation and forward-thinking product strategy. Driven by innovation and passion for team development, he excels in strategic leadership, digital innovation, business development and effective communication as well as a strong background in technology.
As Co-Founder & CEO of Tokenforge, he shapes the company strategy and leads sales, marketing, business development and product strategy. As co-founder of Ocean Capital, he manages a decentralized mini family office that invests in Web3 infrastructure. As a member of the board of the Hanseatic Blockchain Institute, he is committed to transparency, fairness and sustainability as well as education around the topic of blockchain.
Torsten Ulrich studied economics at the University of Stuttgart-Hohenheim. After working for several years as a corporate client advisor in the banking sector and subsequently as an investment manager in the venture capital sector, he joined the Stuttgart Stock Exchange in 1999. His responsibilities included marketing, sales and stock exchange systems. Since setting up his own data distribution at the Stuttgart Stock Exchange in 2002, Torsten Ulrich has been responsible for the Information Products division. In his function as Managing Director, he concentrated exclusively on the expansion of this important business area for the Stuttgart Stock Exchange Group between 2013 and 2015. In June 2015, Torsten Ulrich moved to the WM Group. As Managing Director, Torsten Ulrich is responsible for WM Datenservice (sales, business development, taxes). He is also responsible for standardisation with his participations in the Association of National Numbering Agencies (ANNA), the Derivatives Service Bureau (DSB) and the Identifier Engine Company (IEC). Furthermore, Mr Ulrich holds the position of Chairman on the ANNA Board and is a member of the DSB Board and the IEC Board.
Studierte Wirtschaftswissenschaften an der Universität Stuttgart-Hohenheim. Nach einer mehrjährigen Tätigkeit als Firmenkundenbetreuer im Bankbereich und einer anschließenden Tätigkeit als Investment Manager im Venture Capital Bereich wechselte er 1999 zur Börse Stuttgart. Seine Zuständigkeiten umfassten u.a. Marketing, Vertrieb, und Börsensysteme. Seit dem Aufbau der eigenen Datendistribution bei der Börse Stuttgart in 2002, war Torsten Ulrich verantwortlich für den Bereich Informationsprodukte. In seiner Funktion als Managing Direktor konzentrierte er sich zwischen 2013 und 2015 ausschließlich auf den Ausbau dieses für die Gruppe Börse Stuttgart wichtigen Geschäftsfeldes. Im Juni 2015 wechselte Torsten Ulrich zur WM Gruppe. Torsten Ulrich ist als Geschäftsführer zuständig für den WM Datenservice (Verkauf, Business Development, Steuern). Ferner ist er verantwortlich für die Standardisierung mit seinen Beteiligungen an der Association of National Numbering Agencies (ANNA), dem Derivatives Service Bureau (DSB) sowie der Identifier Engine Company (IEC). Des Weiteren hält Herr Ulrich die Position als Chairman im ANNA Board inne und ist Mitglied im DSB Board sowie im IEC Board.
The Association of National Numbering Agencies (ANNA) is a global member association, comprised of more than 120 National Numbering Agencies (NNAs), who are Stock Exchanges, CSDs, Central Banks, Data Vendors and Regulatory Bodies. NNAs allocate International Securities Identification Numbers (ISIN – ISO 6166), Classification of Financial Instruments (CFI – IS0 10962) and Financial Instrument Short Name (FISN – ISO 18774) for more than 200 jurisdictions. Additionally, the Derivatives Service Bureau (DSB), an ANNA subsidiary, assigns Unique Product Identifiers (UPI – ISO 4914) to uniquely identify the product involved in an OTC derivatives transaction. Thus, ANNA and its members are active contributors to the development, adoption, promotion and implementation of the global ISO (International Organization for Standardization) financial standards.
ANNA is also the Registration Authority for the ISIN, and the FISN as well as a strong supporter of other ISO financial standards, most notably the Legal Entity Identifier (LEI – ISO 17442) and the Digital Token Identifier (DTI – ISO 24165) which are included in the ISIN record.
As a service provider to the financial industry, WM Datenservice has been supplying data solutions, integrated data and information along the entire process chain of its customers for over 70 years. The company also assigns the German Securities Identification Number (WKN), the International Security Identification Number (ISIN) of German issuers, the CFI (Classification of Financial Instruments – ISO 10962), the FISN (Financial Instrument Short Name – ISO 18774) for all types of financial instruments and, since 2013, the Legal Entity Identifier (LEI).
Finance Yard ist eine Finanz-Community und möchte Akteure im Finanzbereich besser vernetzen. Durch diese Aktivitäten soll Neueinsteigern im beruflichen Umfeld, aber vor allem auch interessierten Professionals mit Vorwissen erklärt werden, warum und wie neue Technologien – etwa Blockchains – im Finanzwesen eingesetzt werden können, insbesondere im Hinblick auf Compliance und Regulatorik.
Finance Yard hat lokale Chapter in Frankfurt und München. Das Chapter in Berlin wird im 4. Quartal 2024 initiiert. Ab 2025 werden dann Events und Workshops in Frankfurt, München und Berlin angeboten, die neue Technologien im Finanzbereich zum Inhalt haben werden.
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Finance Yard is a finance community and aims to better connect players in the financial sector. These activities are intended to explain to newcomers and established professionals with prior knowledge, why and how new technologies – such as blockchains – can be used in finance, especially with regard to compliance and regulation.
Finance Yard has local chapters in Frankfurt and Munich. The chapter in Berlin will be initiated in the fourth quarter of 2024. From 2025, events and workshops will be offered in Frankfurt, Munich and Berlin, which will focus on new technologies in the financial sector.
Wir möchten Ihnen mit dem Seminar sowohl ein Up-Date zu aktuellen steuerlichen Regelungen geben als auch die Umsetzung in der Praxis durch die Zahlstellen erläutern. Abgerundet wird das Seminar mit dem Blick des Steuerberaters auf Kapitalmaßnahmen.
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Asset Service ist ein der wichtigen Faktoren im Rahmen der Kapitalanlage. Neben KVGen und Verwahrstellen sind rechtliche Berater sowie Anbieter von Softwarelösungen Marktteilnehmer in dem sich weiter wandelnden Marktumfeld.
Wir werden nicht nur den deutschen, sondern auch den Luxemburger und Liechtensteiner Markt
beleuchten.
Das Seminar beschäftigt sich mit der steuerlichen Behandlung von Fondsanlagen im steuerlichen Privat- und Betriebsvermögen deutscher Anleger, weiteren ausgewählten steuerlichen Aspekten der Kapitalanlage in Investmentfonds und aktuellen steuerlichen Entwicklungen in Deutschland. Des Weiteren werden aktuelle Schweizer Steueraspekte bei Kollektiven Kapitalanlagen thematisiert.
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